Our Clients

RMS works with a broad range of clients across the asset management and securities industry including:

  • Investment Industry Regulatory Organization of Canada Members (IIROC)
  • Mutual Fund Dealers’ Association of Canada Members (MFDA)
  • Exempt Market Dealers
  • Portfolio Managers
  • Investment Fund Managers
  • Schedule 1 Banks
  • Schedule 2 Banks
  • Trust Companies
  • Regulators
  • Litigation Law Firms
  • Individual Members of the Public
  • Crown Attorneys
  • Registered Money Service Bureaus
  • Ombudsman Offices
  • Financial Industry Regulatory Authority, Inc Members (FINRA)