Regulatory Links

Investment Industry Regulatory Organization of Canada (IIROC)

Mutual Fund Dealers Association of Canada (MFDA)

Exempt Market Dealers Association of Canada

Ontario Securities Commission (OSC)

British Columbia Securities Commission (BCSC)

Alberta Securities Commission (ASC)

Autorité des marchés financiers (AMF)

Manitoba Securities Commission

Newfoundland and Labrador Financial Services Regulation

New Brunswick Securities Commission

Northwest Territories Securities Registry

Nova Scotia Securities Commission (NSSC)

Prince Edward Island Securities Office

Saskatchewan Financial Services Commission (SFSC)

Office of the Superintendent of Financial Institutions Canada (OSFI)

Canadian Securities Administrators (CSA)

Canadian Securities Transition Office (CSTO)

Securities and Exchange Commission (SEC)

Financial Industry Regulatory Authority (FINRA)

European Securities and Markets Authority (ESMA)

International Organization of Securities Commissions (IOSCO)

Joint Forum of Financial Market Regulators

North American Securities Administrators Association (NASAA)

Securities Industry Authority – UK (SIA)




TSX and TSX Venture Exchange

Montreal Exchange

New York Stock Exchange (NYSE)


Chicago Board Options Exchange (CBOE)


Public Company Information

CSA Cease Trade Orders Database

Electronic Data Gathering, Analysis and Retrieval (EDGAR)

System for Electronic Document Analysis and Retrieval (SEDAR)

System for Electronic Disclosure by Insiders (SEDI)


Anti-Money Laundering

Financial Action Task Force (FATF)

Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)

Terrorism Financing – OSFI List of Names

Transparency International


Other Links

The Investment Funds Institute of Canada (IFIC)

Global Investment Performance Standards

Ombudsman for Banking Services and Investments (OBSI)

Investment Industry Association of Canada (IIAC)

Boddie & Associates Ltd.

The Market Essentials Group Inc. (“MEG”)



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