Links

Regulatory Links

Investment Industry Regulatory Organization of Canada (IIROC)
http://www.iiroc.ca/English/Pages/home.aspx

Mutual Fund Dealers Association of Canada (MFDA)
http://www.mfda.ca/

Exempt Market Dealers Association of Canada
http://www.emdacanada.com/

Ontario Securities Commission (OSC)
http://www.osc.gov.on.ca/index.htm

British Columbia Securities Commission (BCSC)
http://www.bcsc.bc.ca/

Alberta Securities Commission (ASC)
http://www.albertasecurities.com/Pages/Default.aspx

Autorité des marchés financiers (AMF)
http://www.lautorite.qc.ca/en/consumers.html

Manitoba Securities Commission
http://www.msc.gov.mb.ca/

Newfoundland and Labrador Financial Services Regulation
http://www.gs.gov.nl.ca/insurance/index.html#sec

New Brunswick Securities Commission
http://www.nbsc-cvmnb.ca/nbsc/

Northwest Territories Securities Registry
http://www.justice.gov.nt.ca/SecuritiesRegistry/index.shtml

Nova Scotia Securities Commission (NSSC)
http://www.gov.ns.ca/nssc/

Prince Edward Island Securities Office
http://www.gov.pe.ca/securities/

Saskatchewan Financial Services Commission (SFSC)
http://www.sfsc.gov.sk.ca/

Office of the Superintendent of Financial Institutions Canada (OSFI)
http://www.osfi-bsif.gc.ca/

Canadian Securities Administrators (CSA)
http://www.securities-administrators.ca/

Canadian Securities Transition Office (CSTO)
http://csto-btcvm.ca/home.aspx

Securities and Exchange Commission (SEC)
http://www.sec.gov/

Financial Industry Regulatory Authority (FINRA)
http://www.finra.org/index.htm

European Securities and Markets Authority (ESMA)
http://www.esma.europa.eu/

International Organization of Securities Commissions (IOSCO)
http://www.iosco.org/

Joint Forum of Financial Market Regulators
http://www.jointforum.ca/en/

North American Securities Administrators Association (NASAA)
http://www.nasaa.org/

Securities Industry Authority – UK (SIA)
http://www.sia.homeoffice.gov.uk/Pages/home.aspx

 

 

Exchanges

TSX and TSX Venture Exchange
http://www.tmx.com/

Montreal Exchange
http://www.m-x.ca/accueil_en.php?changeLang=yes&

New York Stock Exchange (NYSE)
http://www.nyse.com/

NASDAQ
http://www.nasdaq.com/

Chicago Board Options Exchange (CBOE)
http://www.cboe.com/

 

Public Company Information

CSA Cease Trade Orders Database
http://cto-iov.csa-acvm.ca/

Electronic Data Gathering, Analysis and Retrieval (EDGAR)
http://www.sec.gov/edgar.shtml

System for Electronic Document Analysis and Retrieval (SEDAR)
http://www.sedar.com/

System for Electronic Disclosure by Insiders (SEDI)
https://www.sedi.ca/

 

Anti-Money Laundering

Financial Action Task Force (FATF)
http://www.fatf-gafi.org/

Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
http://www.fintrac.gc.ca/intro-eng.asp

Terrorism Financing – OSFI List of Names
http://www.osfi-bsif.gc.ca/osfi/index_e.aspx?DetailID=525

Transparency International
http://www.transparency.org/

 

Other Links

The Investment Funds Institute of Canada (IFIC)
https://www.ific.ca/Content/Content.aspx?id=2708

Global Investment Performance Standards
http://www.gipsstandards.org/

Ombudsman for Banking Services and Investments (OBSI)
http://www.obsi.ca/default.aspx

Investment Industry Association of Canada (IIAC)
http://www.iiac.ca/welcome-to-iiac/about-us/

Boddie & Associates Ltd.
http://www.johnboddie.ca

The Market Essentials Group Inc. (“MEG”)
www.marketessentialsgroup.com

 

 


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