Training Services

New Financial Advisor Training

Developed by RMS, the Investment Advisor Training Program provides comprehensive content that helps your team gain the practical knowledge and skills required to work effectively in an advisory or sales capacity within the securities industry. RMS’s Investment Advisor Training Program fulfills the general knowledge portion of the 90-day training program and can be used to complement your firm’s internal training program.

RMS provides comprehensive education through a cost-effective one-stop training program that assists firms in their responsibility to assess the proficiency of prospective Investment Advisors during the 90-day training period. Students enhance their ability to provide investment advice to clients, respecting investment and retirement planning objectives.


Ombudsman Services

Our industry expertise may be invaluable to assisting in fairness opinions on settlement issues involving Ombudsman services.


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